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Securities regulation in the United States
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261	Microsoft Word - Misc_CodeofConduct2.docx Add to Reading List Source URL: www.otpp.com Language: English - Date: 2012-12-11 13:52:29 Stock market Economics Financial regulation United States securities law Information security Government procurement in the United States Privacy policy Regulation S-K The Tyco Guide to Ethical Conduct Security Corruption Insider trading
262	The present English text is furnished for information purposes only. The original Polish text published in the Journal of Laws is binding in all respects. REGULATION OF THE MINISTER OF FINANCE1) on the disclosure of info Add to Reading List Source URL: www.knf.gov.pl Language: English - Date: 2010-05-21 06:53:10 73rd United States Congress New Deal Securities Act United States Securities and Exchange Commission Financial system Economics Insider trading Regulation S-K United States securities law Stock market Financial regulation
263	SECURITIES AND EXCHANGE COMMISSION (Release No; File NoNovember 19, 2014 Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 18:10:28 Financial economics Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Securities regulation in the United States Securities Act Broker-dealer United States securities law Financial regulation Financial system
264	2014 Proskauer Hedge Funds and Other Private Funds Annual Review In 2014, we saw a flurry of regulatory activity targeting Add to Reading List Source URL: www.womensprivateequitysummit.com Language: English - Date: 2015-01-18 14:41:40 Investment 76th United States Congress United States securities law U.S. Securities and Exchange Commission Hedge fund Investment Advisers Act Insider trading Securities Exchange Act Securities regulation in the United States Financial economics Economics Finance
265	CHIMICLES & TIKELLIS LLP ANNOUNCES CLASS ACTION LAWSUIT AGAINST Add to Reading List Source URL: www.chimicles.com Language: English - Date: 2013-07-22 14:22:03 Stock market Tender offer Schedule TO Private Securities Litigation Reform Act Securities regulation in the United States Law Proxy statement Securities Exchange Act Financial economics SEC filings Corporate finance United States securities law
266	13 FebruaryThe Manager Company Announcements Office Australian Securities Exchange Add to Reading List Source URL: www.ahgir.com.au Language: English Financial regulation International Financial Reporting Standards Income statement Taxation Income tax in the United States Income tax in Australia Dividend Income tax Corporation Accountancy Business Finance
267	Journal of Laws No. 132 Items 916 The present English text is furnished for information purposes only. The original Polish text published in the Journal of Laws is binding in all respects. 916 Add to Reading List Source URL: www.knf.gov.pl Language: English - Date: 2010-05-21 06:53:10 73rd United States Congress United States Securities and Exchange Commission Business New Deal Securities Act Financial economics Security International Financial Reporting Standards Regulation S-K United States securities law Stock market Finance
268	Two Dodd-Frank Problems: the Effective Date and the Definitions Contingency Planning in the Absence of a Regulatory Structure June 13, 2011 This memorandum first explains the July 16, 2011 problem that will arise because Add to Reading List Source URL: www.centerforfinancialstability.org Language: English - Date: 2011-06-14 12:38:10 Finance 106th United States Congress American International Group Commodity Futures Modernization Act Enron Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission Derivative U.S. Securities and Exchange Commission Financial economics Financial regulation Economic history of the United States
269	Proposed Rule: Exemption for Certain Exchange Members Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-31 08:42:36 Finance United States Securities and Exchange Commission United States securities law Financial regulation Stock market Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Self-regulatory organization Financial economics Financial markets Financial system
270	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXMarch 16, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-16 17:42:30 Financial economics Securities Exchange Act Securities regulation in the United States Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Short United States securities law Financial regulation Business

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